Revista THEOMAI   /  THEOMAI   Journal
Estudios sobre Sociedad, Naturaleza y Desarrollo / Society, Nature and Development Studies

 

número 12 (segundo semestre de 2005)  
number 12 (second semester of 2005)


Abstracts


 

The Construction of the 'Landless' in Misiones, Argentina
Gabriela Schiavoni

This article deals with conflicts about land tenure at the present stage of the ending of the agrarian frontier in Misiones (Arg.). It includes a description of the practical logic run by small farmers for dealing with occupation of public and private lands. It also considers the strategic ways of land-struggle proposed by the NGOs, (some of which are connected to the Catholic Church). In that respect, while the NGOs principles emphasize the confrontation between landless peasants and landlords, occupant"s practical logic attempts to avoid it.
Non-planned settlements represent a specific feature of agrarian structure in Misiones, according to the dynamics of family agriculture. In this situation the Government does not lead the land occupation process. This article contrasts farmer"s practices and NGO"s strategies, and focuses in the complexity implied by the constitution of the landless peasants as a social class in this context.     (Article in Spanish)


Resource Mobilization Theory Naked in Latin America

Sonia Puricelli

In this essay I intend to contribute to the theoretical debate by criticizing one of the most influential theories in the social movement field: Resource Mobilization. This has had repercussions since the seventies not only on abstract thought on the subject, but also multiple empirical studies. Nevertheless, it still leaves some questions unanswered. Therefore, this essay aims to update the debate, regionalize it, and suggest research issues for future studies in the field of Latin American social movements. There issues implicitly propose elements which can be used to form the basis of an alternative theory to Resource Mobilization and arise from considerations on social struggles against Neoliberalism in the region.      (Article in Spanish)


Rise and fall of barter networks in Argentina: a failed attempt at a social renewal
Bruno Mallard

“Barter” networks and their so-called “social currency” appeared in the surroundings of Buenos Aires in the middle of the ’90s and expanded with unsuspected vigour all over Argentina in the wake of the recent economic crisis. Nevertheless, this large phenomenon collapsed abruptly during 2003. The widespread deserting of network members has various explanations. Admittedly, the system of barter clubs was greatly harmed by severe internal malfunctioning (currency forgery, corruption…) as well as by the revival of the nation’s economy, but it may be assumed that deeper causes also contributed to this spectacular failure. The main networks falled victims of the ambiguities of their original philosophy and operating logic: as they did not clearly distinguished themselves from the dominant socio-economic system, they were unable to establish a fresh view of social relationships and wealth and were frustrated in their attempt to advance a genuine alternative model.  
(Article in French)


The province bank: illegal actions and accumulation. The case bank of the Chaco, 1977-2000
Jorge Prospero Roze

We analyze here the actions of The Province Bank of Chaco between 1977 and 2000, as far as concerns the crisis of Rural Producers within the bosom of its co-operative institutions. We bear in mind the processes that led to the emergence of the Construction’sectors and other sectors linked to Services somehow.
The bank operates during this period under different names: up to 1977 it was known as The Province of Chaco Bank. Between 1977 and 1992 it was renamed SEM Bank of Chaco. It used the name of New Bank of Chaco between 1994 and 1998, and was finally to become the New Bank of Chaco SA. Save the very first, all these changes were linked to situations that would have as a result several lawsuits and court cases linked to charges of fraud.
The intention is to disclose the part played by diverse forms of illegal action and institutional violence in the emergence of new business sectors in the Province of Chaco.
This paper is the result of a body of investigations regarding the transformations in the productive system within the Province of Chaco that have taken place since 1979.      (Article in Spanish)


Tools and indicators to improve urban life and to promote sustainable consumption in the city of Padova
Dario Padovan

The continuous social, economic and environmental transformations that are a feature of European cities force us to reflect upon the meaning of the Quality of Life and on the challenges that will be faced in the future. The aim of this paper is to analyse the strategies that could be adopted to improve the quality of life of city and town dwellers in terms of ecological sustainability and, at the same time, could improve the physical and natural environment. This report illustrates a study carried out, in the city of Padova, in which the existing relationships between the quality of the urban environment, the nature of relations and the consumption patterns in two different areas of the city where there are public housing estates have been analysed.   (Article in English)


Towards an Oil Depletion Agenda: Sustainability, the Construction of International Problems, and The Uppsala Protocol
Armando Paez

This paper presents elements to make oil depletion a world-wide governmental issue. The United Nations position and the ‘sustainable development’ concept are herein critiziced because they do not consider the oil depletion problem and how oil refining substituted natural resources and services creating a new human ecology (postnature). It presents how the environmental problem was recognized by United Nations and governments in the late 1960s, and suggests that the oil depletion problem must follow the same process. The paper reviews The Uppsala Protocol, proposing ideas to construct a postpetroleum economy, society, and human ecology—an Agenda.     (Article in English)


Sugar agroindustry and mortality: comparative analysis of four Latin American complexes
Alfredo S. C. Bolsi y J. Patricia Ortiz de D’Arterio

This paper propose to approach the relations among the sugar economies and the behavoir of the mortality during XXth century in four Latin America’s sugar complexes: Tucumán and the North (Salta-Jujuy) in Argentina, Morelos in México and Cienfuegos in Cuba.
Throughout the XXth century in this areas, there joined common elements of the material sugar culture but also they travelled different process of formation of territories. So that the sugar culturally homogenous societies have constructed structurally differentiated landscapes and the end of XXth century we can distinguish “integrated sugar complexes” (the sugar factory with  theirs plantations) of the “dissociated sugar complexes”.
This investigation’s work carry out an analysis compared to  determine of what way the territorial and social context gestated around the sugar activity, as well as the historic cycles of the sugar, they influenced in the variations of the mortality.
It is concluded that the differences an the resemblances that we have detected are explained, for the moment, by the intensity and the complexity of the social engineering that applied in each area, but also by the own characteristics of the territories and of the sugar societies in construction, that  were the receptacle of  such social engeneering.
       (Article in Spanish)


When the Gnomes go marching in. Implications of the nonobiotechnology
Guillermo Foladori y Noela Invernizzi

Nanotechnology is thought to be the next technological revolution. It is argued that it will affect all economic sectors. In medicine, nanobiotechnology promises, among other things, a monitoring system inside the body, which will detect the onset of diseases in real time, deliver drugs directly to the affected cells, meliorate damaged vision and auditory problems though hybrid systems, adapt drugs to the individual genetic constitution, and extend life longevity. But, some critics foresee possible unanticipated consequences of health damage. Less is said on the effects of nanotechnology on the control over patients by the laboratories and nanocomponents’ enterprises. In this article we argue that nanotechnology also obeys the social context in which it was created (Sarewitz, et al, 2004), and its results will likely deepen the dependency of patients on pharmaceutical corporations.
            (Article in Spanish)


Petroleum ethnocide in Bolivia

Marc Gavaldà

Latin American natives have been suffering an accelerated and irreversible process of cultural degradation. The  invasion of their territories and the looting of their resources are the most common situations. The oil industry pursues the enormous petroleum and gas well located in the amazon underground, under the feet of the indigenous communities. This article analyzes the impacts of the transnational oil companies on the native population of Bolivia.     (Article in Spanish)



Elite or political class? Some terminological precisions

Luis Blacha

The objective of this paper is to analyze some of the most important aspect worked by the most representative authors of the modern elites theory. We analize Gaetano Mosca´s “political class”, Vilfredo Pareto´s “circulation of the elites” and Carl Wright Mills´s “power elite”. The object is to arrive, finaly, to a definition that, based on the clasics before quoted, let us know better “the ruling class”. The importance of this study is based on the importance of the “ruling class” to understand the social structure we live, that limits men to projects imposed by this dominant minority.        (Article in Spanish)

 

 

 

Portada/Cover     Editorial     Contenido/Contents 
Instrucciones para los autores /Instructions for Authors
Consejo Editorial/Editorial Board  



 

Revista THEOMAI   /  THEOMAI   Journal
Estudios sobre Sociedad, Naturaleza y Desarrollo / Society, Nature and Development Studies

 

número 12 (segundo semestre de 2005) 
number 12 (second semester of 2005)

    

ISSN 1515-6443


Tools and indicators to improve urban life and to promote sustainable consumption in the city of Padova*


Dario Padovan**

 

** Università degli Studi di Torino. E-mail: dariopadovan@libero.it

* This paper is based on the third phase of the project of research called “The involvement of stakeholders to develop and implement tools for sustainable households in the city of tomorrow” (ToolSust), financed by European Commission. The consortium of research is led by Eivind Sto, Norway. For more information see www.toolsust.org. I thank my colleague in the research Federica Rigoni for her help in this paper.

 

1. Introduction

The continuous social, economic and environmental transformations that are a feature of European cities force us to reflect upon the meaning of the Quality of Life and on the challenges that will be faced in the future. The aim of this paper is to analyse the strategies that could be adopted to improve the quality of life of city and town dwellers in terms of ecological sustainability and, at the same time, could improve the physical and natural environment. This report illustrates a study carried out, in the city of Padova, in which the existing relationships between the quality of the urban environment, the nature of relations and the consumption patterns in two different areas of the city where there are public housing estates have been analysed. The data gathered by means of focus groups that were set up in the two areas could help in developing a model of sustainable urban living that is aware of the natural capital inherent in energy resources. This study has highlighted citizens’ widespread knowledge, on the basis of which the quality of the natural capital present in the urban environment deeply influences their own quality of life. Furthermore, the study has been able to identify the nature of social relations which are a crucial element not only in ‘living better’ but also in putting strategies that seek to deal with environmental risks into practise. The concept of social capital, which has become increasingly important in sociology, becomes a means of explaining a considerable part of the social actions and transactions of individuals’ daily lives, which are to a grater or lesser degree oriented towards ecologically sustainable lifestyles. This study seeks to evaluate the potential of the social factor, as vector of short term change, in the behaviour and attitudes of householders seeking a better quality of life and to do this the study first sought to understand the role of existing relationships between local residents.

Our research was developed in five stages:

Ø      The first stage checked the social conditions and the quality of life of residents and their own definitions and perceptions.

Ø      The second stage analysed and reconstructed the networks working inside the neighbourhood, identifying the nature of bonds, the nature of the social capital there and the level of trust in the neighbourhood.

Ø     
The third stage analysed the environmental risks that people deal with them.

Ø     
The fourth stage checked the consumption patterns they have in common related to
Energy saving
 -  Means of transport in relation to purchasing activities
- Organic products
- Rubbish recycling

Ø     
The fifth stage tried to find some strategies of improving the quality of consumption, orienting these actors towards sustainable consumption and transforming them into a means of diffusing the new consumption patterns.

The results offered important food for thought and, in particular, made it possible to define some key indicators such that in tomorrow’s city the idea of sustainability will no longer be an ideological question but rather will become the criterion and the method used to develop it. Lastly, a film was made during this research, a sort of list of grievances, which will be presented to the press and to local institutions in order to highlight the needs and desires of the residents of the areas analysed in this study.


Methodology

The research used the “focus group” methodology. In both of the areas studied, the people who were invited to become part of the focus group were those who had previously been identified as “nodes” in the local relationship network. In Via Maroncelli we identified the subjects who played the role of nodes in the network of local relationships, simply by asking people who we should speak to in order to talk about problems in the neighbourhood and turning up at the customary meeting point for people in the public housing complex. The people who make these communal spaces work are those who are most active in local social life, in whom others have trust and who actively seek solutions for others’ problems. In Via Pinelli we met “key” figures by going to a group of householders/occupiers who habitually play cards in the lobby of one of the public housing blocks. It is they who play cards, for pleasure and not for money, who reflect at least in part the sociality of the area. Thanks to these people who helped to organize the first meeting in which we presented this research project, we got to know the representatives for each stairway. Later on we got in touch with another group of householders, who live in two of the other blocks and who, as we shall see, organise the life of their blocks in a very intelligent manner.

It was not difficult, in both areas, to identify the people who played the role of nodes, of hubs, within the network of resident’s relationships. However, although it was relatively simple to identify the “key” figures it was much harder to discern and decipher the relationships between these figures, the “configurations” they were a part of. (Elias N. and Scotson J.L., 1965, pp. 167-171). Indeed, during the course of the meetings held in the two areas, the network of relationships that emerged was far more complex and conflictual than it had seemed at the outset. This question will be taken up below, in the section dealing with social relationships in these neighbourhoods.

As regards the method used for the focus group, we tried to use the backcasting approach as described by Karl Dreborg (1996). However, we have, to some extent, simplified the approach. Firstly, participants described their situation by focusing on the most unpleasant aspects of their neighbourhood. This constituted the largest part of the focus group work. Subsequently, we developed scenarios which were suggested by the participants. Often these were not very probable scenarios but they did show how important social problems could be copied with and solved. Starting with desirable futures, which in our case did not often reach a very high level of imagination or complexity, we tried to outline ways of achieving these goals, usually through political and institutional measures, but also by means of a shift, a change, in the quality of social networks and connections.


The Features of the Neighbourhoods

The urban areas where we set up the focus group are very different one from another. The urban area, which includes the housing complex in Via Maroncelli and its neighbourhood called Pio X, also contains a large settlement, mainly occupied by foreign immigrants, that is usually referred to as “the ghetto of Padova”. Urban planning models for Italian cities have always tried to avoid creating “urban ghettos” in order to stop social groups concentrating in specific areas and to reduce stereotyping and stigmatisation. Only quite recently, with the growing influx of migrants has there been a sort of “Americanisation” of urban spaces, with specific areas being ‘taken over’ by diverse ethnic groups. But to return to the description of the area around Via Maroncelli, it is a semi-suburban area, near an area of large commercial structures, shopping centres and offices, which have little to do with the everyday life of the zone, it is daily subjected to heavy traffic, many different social classes mingle and there are few essential services.

The urban area around Via Pinelli is very different. This is on the southern outskirts of the city but it is a long way both from major roads and from shopping centres and other facilities. About 250 families live in the area distributed among a group of buildings constructed in diverse periods. The oldest buildings date from the 1970s, the others were built in the early nineties, while the most recent were put up a few years ago and were designed and built to meet environment friendly criteria. The zone is largely cut off from the city itself, and from other urban settlements, thus, until about one year ago there was neither much pollution not noise. However, such isolation also means that there will be a lack of accessible urban services near at hand. Indeed, there are no shops, nor are there services such as a Post Office, a Chemist’s or efficient Public Transport in the neighbourhood. But, as we shall see, people prefer to breathe better quality air than to have shops. However, today, the most pressing problem for the area is that this relatively privileged environmental well-being is rapidly changing, and changing for the worse.


2. Sustainable urban life and social capital

What is Social Capital?

In recent years, increasing interest has been shown in the concept of “social capital”. The term captures the idea that social bonds and social norms play an important part in sustainable livelihoods. The value of this concept was identified by Jane Jacobs (1961) when examining social life in urban neighbourhoods; by Glen Loury (1987) when studying the labour market; by Pierre Bourdieu (1979) and later given a clear theoretical framework by James Coleman. As Pierre Bourdieu suggests, social capital is a network of relationships, which is the product, intentional or unintentional, of social investment strategies aimed at the building and reproduction of durable and useful social relationships able to offer material and symbolic benefits. These relationships enlarge the individual or collective actors’ action capabilities and, if extended enough, the social system’s action capabilities too. Because of this, social capital is a public good. Persons who actively support and strengthen the structures of reciprocity produce benefits not only for themselves but also for all individuals who are bound to these structures. From the point of view of Coleman, “social capital inheres in the structure of relations between actors and among actors. It is not lodged either in the actors themselves or in physical implements of production” (Coleman J, 1988). In short, social capital is different from physical capital and human capital, it is a public good shared by a number of individuals. Robert Putnam (1993) and Francis Fukuyama (1995) have also stressed the role of civic participation in implementing democracy and social cohesion, and applied the concept at both the national and the regional level.

Social capital is characterised by a plurality of forms, because it can emerge both at the individual and the collective levels. It is a contingent result of interactions among actors with different aims, which are shaped by the institutional context in terms of opportunities and constraints. Social capital is featured by those social relationships which persist for a certain long term period, which individuals have, partly an ascribed way (kinship and cetual relationships), and partly actively built during their lifespan (friend or professional relationships). However, social capital is not the amount of properties a certain individual possesses, neither is it found in tools or other goods nor in individuals themselves. Rather it is inherent to structural relationships between people. These relationships are a form of capital because they produce material and symbolic values. For the social actor they are both resources and strengths. Trusting relationships (strong or weak, variably extended and interlocked), which act to improve the social understanding, information exchanging, reciprocity and co-operation for common goals, that characterize social capital. In short, social capital is formed by informal or formal reciprocal relationships, ruled by norms and which define the forms, contents and boundaries of social exchanges in a flexible manner.

Social capital is formed by a special category of social relations, in which durable mutual identification of participants, reiteration, and some form of reciprocity and trust is possible. Exchange relationships do not generate social capital except when the quality of commodities is not immediately ascertainable, when, for instance there is hostility, conflict, exploitation or a simple meeting. Many people benefit from the contribution made, by an individual or by a group, to the social capital. Nevertheless, it runs the risk of being exploited by those that do not gain adequate benefits from it (Coleman, 1990).

Social capital is the raw material of civil society. It is created from the myriad of everyday interactions between people. It is not located within the individual person or within the social structure, but in the spaces between people. It is not the property of the organization, the market or the state, though everyone can work to produce it. Social capital is a “bottom-up” phenomenon. It originates with people forming social connections and networks based on principle of trust, mutual reciprocity and norms of action. Social capital refers to the processes between people, which establish networks, norms, and social trust and facilitate co-ordination and co-operation for mutual benefit. We increase social capital by working voluntarily in egalitarian organizations. Learning some of the rough and tumble of group processes also has the advantage of connecting us with others. We gossip and relate and, in so doing, create the closeness that comes from trusting. Accumulated social trust allows groups and organizations, and even nations, to develop that tolerance that is sometime needed to cope with conflicts and differing interests.


Forms of Social Capital and Networks

The idea of social capital is associated with that of “network of relations”. Each of us holds social capital because each of us is embedded in networks. In all this activity we make choices, every day we decide whether to see people or to avoid them, to help or not, to ask or not. But these are hardly free choices; rather, we are forced to make them. Living inside networks, we are constrained by the pool of people available to us. We are also constrained by the available information, by our own personalities, by society’s rules and by social pressure (Fischer, 1982). Once we have initiated a relationship in a social context, we face the task of maintaining it. People feel that bonds require time, expense and attention, as well as being required by social capital.

There may be high social capital within a group (“bonding” social capital) which helps members, but they may be excluded from other groups because they lack “bridging” social capital. Cross-cutting ties between groups open up different opportunities to all members. They also build social cohesion, which requires not only high social capital within groups but abundant “weak” cross-cutting ties among groups. Several writes have pointed out the importance of ties outside the primary network as a means of getting access to resources and power outside the group. Mark Granovetter (1973) emphasised the “strength of weak ties”, highlighting the importance of those ties which run beyond the immediate circle of small family or neighbourhood dwellers, giving actors richer resources to achieve a better quality of life. For certain individuals or groups, these kinds of networks can create a competitive advantage in pursuing their ends. Ronald Burt has drawn attention to the fact that actors who bridge between subgroups have access to unique resources and information that makes them powerful brokers in a system (Burt, 1992).

Three basic forms of social capital have been identified: social bonds, bridges and linkages (Woolcock, 1999).

Ø      Bonding social capital refers to the relations between family members and members of ethnic groups.

Ø      Bridging social capital refers to relations with distant friends, associates and colleagues.

Ø      Linking social capital refers to relations between different social strata in a hierarchy where power, social status and wealth, are accessed by different groups. Woolcock relates linking social capital to the capacity of individuals and communities to control resources, ideas and information from formal institutions beyond the immediate community radius (Woolcock, 2001).

Although strong bonding ties give particular communities or groups a sense of identity and common purpose, without “bridging” ties that transcend various social divides (i.e. religion, socio-economic status…), bonding ties can became a basis for the pursuit of narrow interests and can actively exclude outsiders. Relatively homogeneous groups may be characterised by strong trust and co-operative norms within the group and by low trust and co-operation with the rest of society. Thus some forms of exclusive bonding can constitute a barrier to social cohesion and personal development. These are examples of weak bridging but strong bonding. A restricted radius of trust within a tightly knit group, such as family members or closed circles of friends, can promote forms of social interaction that are inward-seeking and less orientated to trust and co-operation at the wider community level (Portes and Landolt, 1996). An exclusive focus on group interests, to the neglect of wider public interests, can promote socially destructive “rent-seeking” activities. Thus, particular forms of social capital have the potential to impede social cohesion in certain circumstances. In this respect, social capital is no different from other forms of capital: it may be used to serve different ends, not all necessarily desirable for the community at large.


Sources of social capital

The social capital is characterised by different kinds of social conditions. We have identified the following:

  1. Participation in networks and groups

Key to all uses of the concept of “social capital” is the notion of more or less interlocking networks of relationships between individuals and groups. People engage with others through a variety of lateral associations. These associations must be both voluntary and equal. Individuals acting on their own cannot generate social capital. It depends on a propensity for sociability, a capacity to form new associations and networks. Connectedness, networks, and groups and the nature of relationships are a vital aspect of social capital. There may be many different types of connection between groups (trading goods, exchange of information, mutual help, provision of loans, common celebrations). Connectedness manifests itself in different types of groups at the local level – from guilds and mutual aid societies, to sports clubs and credit groups, to foster, fishery or pest management groups, and to literary societies and mother and toddler groups. It also implies connections to other groups in society, at both micro and macro levels.

b.      Reciprocity and exchanges

Social capital does not imply the immediate and formally accounted exchange of the legal or business contract, but a combination of short-term altruism and long-term self-interest. The individual provides a service to others, or acts for the benefit of others at a personal cost, but in the general expectation that this kindness will be returned at some undefined time in the future when he/she a service. In a community where reciprocity is strong, people look after each other’s interests. Reciprocity and exchanges increase trust. Usually, there are two types of reciprocity. “Specific reciprocity” refers to simultaneous exchanges of items of roughly equal value; and “diffuse reciprocity” refers to a continuing relationship of exchange that at any given time may be unrequited, but over time is repaid and balanced. Reciprocity contributes to the development of long-term obligations between people, which can be an important aspect of achieving positive environmental outcomes.

  1. Relations of trust and safety

Trust entails a willingness to take risks in a social context based on a sense of confidence that others will respond as expected and will act in mutually supportive ways, or at least that others do not intend harm. Trust lubricates co-operation. It reduces the transaction costs between people, and so liberates resources. Instead of having to invest in monitoring others, individuals are able to trust them to act as expected. It can also create a social obligation – trusting someone engenders reciprocal trust. Three different dimensions form the concept of trust: the trust we have in individuals whom we know very well (parents/family, colleagues, neighbours); the trust we have in others (strangers and unknown) we do not know or inter-subjective trust; the trust we have in the institutions or systemic trust. The combination of these three elements provides a concept of trust, which fits into social capital. Trust means that in a condition of uncertainty an actor will expect to have positive experiences, with a cognitive sense by means of which he/she can go beyond the threshold of mere hope. Trust is, at the same time, both the source and the outcome of social capital. Trust take times to build up, and it is easily broken. When a society is pervaded by distrust, cooperative arrangements and agreements are unlikely to emerge. The presence of the norm of trusting reduces the uncertainties present in social life. In this way, safety becomes an indicator of sustainability, because it ensures the maintenance of a given social order, and provides changes that can improve the situation. Safety is not in this perspective only the absence of crime, but it rather is a condition that makes sure the individual and social equilibrium when we are facing the everyday risks.

d.   Social Norms

Common rules and social norms are the mutually agreed norms of behaviour that place group interests above those of individuals. They give individuals the confidence to invest in collective or group activities, knowing that others will do so too. Individuals can take responsibility and can ensure their rights are not infringed. Social norms are sometimes called the rules of the game, or the internal morality of a social system, the cement of society. They reflect the degree to which individuals agree to mediate or to control their own behaviour. Formal rules are those set out by authorities, such as laws and regulations, while informal ones are those individuals use to shape their own everyday behaviour. Social norms usually provide a form of informal social control that obviates the necessity for more formal, institutionalized legal sanctions. Social norms are usually unwritten but commonly understood formulae for both determining what patterns of behaviour are expected in a given social context, and for defining what forms of behaviour are valued or socially approved. Some argue that where social capital is high there is little crime, and little need for formal policing. A high social capital implies high “internal morality”, with individuals balancing individual rights with collective responsibilities. Where there is a low level of trust and few social norms, people will cooperate in joint action only under a system of formal rules.

  1. The Commons and Pro-activity

The combined effect of trust, networks, norms and reciprocity creates a good community, with shared ownership over resource known as the “commons”. The commons refers to the creation of a pooled community resource, owned by no-one, but used by all (Hardin, 1968; Ostrom, 1990; Goldman, 1998). The short-term self-interest of each, if unchecked, would render the common resource overused, and in the long term it would be destroyed. Only where there is a strong ethos of trust, mutuality and effective informal sanctions against “free-riders” can the commons be maintained indefinitely and to the mutual advantage of all. To maintain the commons the presence of a sense of personal and collective efficacy is needed. The development of social capital requires the active and willing engagement of citizens within a participative community action. This is quite different from the receipt of services, though these are unquestionably important. Social capital refers to people as creators, not as victims.

 

Conditions for increasing social capital

·         Participation in networks and groups

·         Reciprocity and exchanges

·         Relations of trust and safety

·         Social Norms

·         The commons and pro-activity

Social capital indicators

1.       Participation in local society

2.       Pro-activity in a social context

3.       Feelings of trust and safety

4.       Reciprocity and obligations

5.       Neighbourhood connections

6.       Family and friends connections

7.       Tolerance of diversity

8.       Environmental values

9.       Common goods

 

10.   Personal empowerment

 
3. Outcomes of the focus groups: social services, social networks and the Quality of Life

Social services, housing and the Quality of Life in the area of Via Maroncelli

The discussion started with an examination of the quality of life in the area in relation to the existence, or absence, of urban social services. Most of the participants focussed on the absence of such services or, more specifically, on the lack of five types of services: 

Ø     Structural social services, such as a Chemist’s, a Post Office, more efficient public transport.

Ø     Services concerned with looking after people, caring, again elderly people are often alone, looking after themselves or dependent on care from outside or within their family, or services for youth, as groups of young people are often seem wandering around the area with nothing to do. Social mediation was requested in order to resolve some local conflicts.

Ø     Services designed to improve the quality of urban life, such as green areas, parks, traffic reduction, street cleaning and general maintenance of public places and areas.

Ø     Services concerned with law and order, city police, who are not able to control anti-social behaviour in the area. Participants complained about the lack of any consistent police presence in the area and also criticised the use of the so-called “vigile di quartiere” (neighbourhood policeman), who were considered to be useless and inefficient.

Ø     Spaces for local residents to socialise in. Whether there are or are not meeting points available in a neighbourhood is really important for the quality of life of the people living there. Most housing projects were designed in order to minimize, or even prevent, any chance of communication between residents, to stop informal, unsanctioned meetings and to provide minimum facilities for formal gatherings of people. The way these complexes are designed also limits the type of activities that can be carried on outside or around the housing blocks. People begin their life in a housing project as an aggregation of strangers with diverse habits, cultures, and backgrounds. Ideally housing complex design should help this group of strangers to become less ‘strange’, more familiar, help them to get to know each other and trust each other. Luckily, in this public housing complex there is a meeting point which has and is working, over time, to bring residents together, but outside the settlement there is nothing like it.


Social services, housing and Quality of Life in the area of Via Pinelli

Unlike the former, residents in Via Pinelli felt that the overall quality of life in their neighbourhood was relatively good, mainly thanks to the low density of housing in the area, to the fact that there are green spaces and very little traffic pollution. Unlike the residents of Via Maroncelli (who were on average older), people in Via Pinelli are willing to go without the convenience of having certain services and facilities “close by” (shops, schools, offices, means of transport) in order to benefit from “silence”, “clean air” and a traffic free life. The main problem that residents in Via Pinelli are becoming more and more concerned about is the increasingly fast and unregulated process of urbanisation they see around them. Many buildings, including a huge shopping centre are currently being built very near to their neighbourhood, thousands of cubic metres of concrete which do more to satisfy speculators than to meet real social needs.

Via Pinelli residents talked a lot about the quality of their housing, perhaps because the buildings they live in are all fairly new and were built according to the norms of bio-architecture where housing needs are met in an environmentally sustainable, eco-friendly manner. These houses, built by Edilizia Residenziale, are considered to be aesthetically pleasing and even the way in which the individual buildings are laid out is appreciated. However, even though they recognise the aesthetic qualities of the Via Pinelli housing development, residents still list a series of problems that the houses have, four years after they were built. The most consistent problems cited are: damp inside the houses, the poor quality, hence degradation, of the materials used, the fact that some of the houses get too much sun and rooms are badly insulated, the fact that there are no balconies and there are architectural barriers that affect elderly and disabled people. Indeed, when it comes to the crunch, people would choose functional buildings rather than aesthetically pleasing ones. As well as the structural problems, there are also problems of organising both Municipal services (grass cutting, rubbish collection, etc.) and of managing public spaces and areas, for example, the tale of the public meeting areas on the ground floor, which is told below.


Unsafety and insecurity

In both the neighbourhoods some of the participants claimed the lack of personal safety in the area due to the fact that there is a low level of social control exercised by the police there. But there were considerable differences between the two groups of people.

Our witnesses from Via Maroncelli complained of the fact that bands of drug dealers (usually foreigners) operated in the area; that there are prostitutes on the streets, groups of youths who behave in an anti-social manner and show little respect for other people, and bands of petty criminals who commit various kinds of crimes. They also complained about the lack of any official agencies, methods or concrete action taken to control these situations, particularly as they were increasingly aware of the powerlessness of any private attempts to enforce some sort of social control. There was a general feeling of being abandoned by the institutions. The problem of security and of personal safety seems to have become one of the main themes in the context of the quality of life in the city in general, and this was confirmed by people’s reactions here too. We have already examined this problem in an earlier piece of research which showed that concern about personal and social safety is relatively high. The problem is, however, how that feeling of not being safe should be interpreted. Often it is neither related to any specific crime that may have taken place within the area, nor to any episodes of victimisation or attacks undergone by the residents. Rather, as we shall see when analysing other opinions, the roots of this feeling of non-safety can be found in the types of relationships in the area and in the poor quality of the environment. Basically the theme of security/non-security lies at the heart of the worry and concern expressed during the discussion, fears which, as can be seen from the video enclosed with this paper, can only partly be connected to the fact that a large group of immigrants lives nearby. Even though images referring to “conquering the area”, to “invasion” by groups of foreigners did emerge from the focus group, such fears are only partly attributable to the problem of the “other”. Here is what one group member said:  

·        “If I don’t think, I could say that I live well here, but in reality there is always the problem of security: I can meet either foreign immigrants or Italians round here and I am equally afraid of both. If I think about Via Anelli, where they (immigrants) are concentrated I am afraid too because I think that if they have taken over there, then they could, little by little, take over here in this area also. And nobody checks on these things. I don’t entirely trust even the people I do know, there’s an underlying distance. Because of this we tend not to support each other. Security isn’t only being protected against threats but also feeling secure with others”.

These fears show, on the one hand, that a sense of belonging may develop as a reaction to the arrival of outsiders and, on the other, that this identity tends to blame the “other” for all the social frustrations of the absence of institutions and unsatisfactory, or non-existent, social relationships. People feel that they have been left to fend for themselves and this is the main cause of existential uncertainty and personal insecurity. As a witness said:  

·        “If the institutions don’t look after us then we begin to feel abandoned, frustrated and insecure. Fear doesn’t arise out of nothing, but it develops in this type of situation”.
·        “…fear is a problem of solitude…… because here the other is the other!”

The people who live in Via Pinelli are less concerned about insecurity and unsafety. This is probably due to the fact that the neighbourhood is fairly isolated, cut off, from other areas, that people do know each other and that the terraced houses, built according to bio-architecture standards, are mainly occupied by professional security workers (policemen and policewomen, prison warders, tax police). Only a couple of focus group members expressed some doubts about security:  

·        People come from outside and cause problems; they even stole a park bench!
·        All that is needed is for a Police patrol car to pass by regularly.

However, apart from these generic complaints, criminal activity is considered to be a minor problem by residents in the area, certainly not one of their main worries. There was some concern expressed about crime but this seemed to depend more on the fears stirred up by the alarmism of the mass media than on perceived criminal activity in the neighbourhood.


Neighbourhood social networks

What is interesting in the outcomes from the focus group of Via Maroncelli is that there are no prevalent social networks in the neighbourhood. Both weak and strong connections are at work there. Using the former classification we can identify both “bonding” relations among members of local groups or between residents in the housing complex and “bridging” relations among neighbours and distant friends, associates and colleagues. What is weak is the “linking social capital” or, in other words, the capacity of both individuals and the community to control resources, ideas and information from formal institutions beyond the immediate area of the community. This weakness is the result of a low level of participation in common local issues. What could be very useful for the people living within a public housing complex, and in places nearby, are networks with weak connections. These ties cut across the boundaries of the public housing complex, reaching people who live in other social and urban spaces or, simply, outside the public housing area. These weak ties serve to connect different groups, allowing these latter to pursue professional, economic, political and cultural goals. They also increase the social cohesion within the neighbourhood, reinforcing collective action and opening up new horizons for public housing tenants (Granovetter, 1973). When discussing the quality of the social relationships in the area, participants showed three distinct types of attitudes.

Firstly they complained about the limited nature of their social bonds, revealing a sense of spatial isolation which may well be partly due to the way the area was initially laid out: it is bounded, cut off, on at least three sides by busy roads and by big commercial and industrial buildings. As one of the focus group said:  

·        “As regards the feeling of identity in the area in relation to its boundaries, here we sometimes feel like prisoners”.
·        “In my opinion it is not the case of someone from the outside who wants to break us up or damage things, rather it’s something that happens within, something that comes loose, disconnects, inside, because it has been forced on us. In a small area if someone wants to cut loose then they tend to be put on one side; here you can’t do that because that person is inside. However, I can’t say that my life here is all that bad”.

Thus it would seem that there is the desire to set up a large network of people who would be able to develop joint, communal actions for the good of the local inhabitants and, furthermore, that the links formed could then be loosened or broken so as to exclude those who neither fit in nor inspire trust.

Secondly, the group members had noted how weak links, for instance those marked by indifference, sometimes create awkward situations and social distance for some categories of people, especially the elderly and children. As one participant said:  

·        “The ease with which one can live is very important because we are on the outskirts of a city: you don’t know everyone and it is easy to lose contact with those who move away. Even young people today don’t spend their lives in the area, but go to other areas to meet up. Thus it becomes very difficult to get together. And elderly people, if they are lucky enough to live to a good age, shut themselves up in their homes. And some of the young people do meet in the Church Hall, but why should everyone have to go and meet on Church premises?”
·         “…you can live quite contentedly here but you never really get to know your neighbours, if you are prepared to ignore things then you can indeed be quite happy here …”.

Usually, distance in relationships does not produce interpersonal trust, it does not involve actors in common activities, rather it allows for a limited degree of reciprocity, an accumulation of “chits” which the actors hope will permit such reciprocity. The possibility that actions might be repaid in some way is encouraged both by the norm of reciprocity which is part of moderately dense social bonds, and by the actors’ hopes that they will create a feeling of being indebted in the person who has been helped. But this type of relation based on a “utilitarian” exchange was not enough for our witnesses who wanted bonds based on deeper shared meanings and values.  

·        “If you give something you don’t necessarily have to have something back in exchange, if you give something you give it freely. To expect reciprocity is dangerous: the spaces are narrowed because for anything you give there must needs be a personal repayment or compensation.”.

It is easy to identify the desire to exchange freely without forming “debts”, something, which is always associated with commerce and trading, and to limit the “utilitarianism” and the opportunism that social exchanges may entail. Rather, witnesses would like to see a more widespread, general reciprocity, one which allows for a continuous series of exchanges. In this latter case, the favour does not have to be repaid immediately or the debt instantly paid off. We could call this behaviour as “something for nothing” (Gouldner, 1975). Friendship, kindness and tact are aspects of relations that imply long term, widespread reciprocity, they do not have to be immediately repaid but work, over time, to create a situation which will benefit all the actors involved. This type of reciprocity serves to reconcile the two opposites of individualism and solidarity and makes it possible to control any opportunistic behaviour that may develop within collective action.

The third, and perhaps most commonly held attitude that emerged during the focus group meeting, concerns participants’ overall satisfaction with their existing social relations. This satisfaction would suggest that the general, widespread, reciprocity described above does, to some extent, already exist:  

·        “For example, I always leave the keys with a neighbour when I go away”.
·        “Relations between us are excellent, so long as someone behaves then there is nothing to say. I have a lot of friends both here in the area and outside. Sometimes we invite each other to dinner”.
·        “I could say that we are a happy enclave. I live in a block with six other families, we get on well together and I certainly cannot complain about a lack of socialisation.”
·        “It is difficult to cultivate social relations when you work. Thus I have few, but important, relationships”.

What is clear from the above is that most people think that they do have good social relations. To a certain extent they do trust their neighbours and acquaintances, they do help each other, leave keys with each other, and meet up, but these interpersonal links do not necessarily develop into social activities which require a certain degree of willingness to take part in actions for the public good: But we will return to this later.

Basically, people’s experiences of relationships in the area show that there are both close and distant relations, both familiarity and non-relations and that these experiences simultaneously feed the desire for closeness and for distance. On the other hand, the existence of, or the desire to develop, a plurality of relations can create the conditions for strategic action which would be able to modify the negative aspects of local society. We can add other pairs of dichotomies to these, for example, “individualism/sociality”, “trust/diffidence”, “isolation/participation”, opposites which highlight and describe very clearly, the reality of the existential and relationship tensions that the actors experience every day.

In Via Pinelli the relationship model at work is different from that of Via Maroncelli. In Via Pinelli there are two groups of tenants each of which are based on rather different relations, bonds of friendship and collaboration. The two groups have formed around the key persons on the estate who we identified and then invited to the focus groups. The two groups are also physically separated in two different sets of buildings. If one were to describe the style adopted by the two groups one could say that one group is characterised by the spontaneity of its relations, Rabelaisian type friendships, while the other is marked by a far more rational, or better “reasonable” conception of rights and duties, as in the reciprocity found in common action. In Weberian terms one could say that the first group privileges values of friendship and solidarity, reinforced by specific and declared class membership (the members of this group declare themselves to be left wing and workers), while the second group is closer to the rationality of the aims where the aims and the results are more important and not shared values. The members of the group are held together by a minimal and negotiated link. Bonds based on such negotiation mean that living in the community does not require the individual to belong or to make any emotional investment in relations; rather the community is merely a space for supporting social interactions and resolving common problems.

The “rationalist” group is made up of 19 family nuclei all of whom live in the same block and who are united by their common efforts to manage and run the block. Because there is no formally appointed administration for the block the tenants have organised themselves by allocating agreed, set roles to each person. This means not only that they have organised the maintenance of common areas (cleaning stairs and corridors, seeing to lighting on the stairs, landings and in the entrance hall, garden maintenance) but also that they have agreed upon common rules regarding how common spaces should be used (times when noise is permitted and when it is not, time and place for other work and managing the heating system). This system of rules covers almost everything and offers the basis for mediating the conflicts that used to arise before the code of behaviour was agreed on. The system also means that maintenance costs less in the long run and certain forms of energy are being used more rationally. As some of this group said:  

·        We set up a kitty to pay for maintenance which otherwise would be far more expensive if we did it individually, things like changing light bulbs or cleaning the stairs.
·        We agreed that 40W bulbs were adequate on the stairs and there was no need to use 60W bulbs.
·        We worked out when people were at home and set the timer programme for heating accordingly.

Even though it may seem somewhat exaggerated at times, this detailed, precise and responsible co-operative approach to block management has meant that the diverse needs of the families living there have largely been met. The absence of the institutions both triggered this self-management approach which has created a model of participation that is seeking a non-conflict way of managing problems linked to living alongside others:  

·        The most important thing is that from the outset we all had a common aim: to be well.
·        We began to take decisions together and to look for the best way to organise ourselves: there were some disagreements but in the end our efforts to mediate were successful.
·        Those who hadn’t wanted to join in at the start soon did, once they realised the advantages of managing things together.

This relationship model which seeks to ensure functionality for each individual is built up by a series of monads that interact with each other in order to achieve a specific objective: that of ensuring the good functioning of the system. There are not emotional or ideological elements, no inter-personal likes and dislikes between the members of this group. Participation is based on exchange relations and on rationally evaluated and weighted pooling of personal time, very ascetic relations that seek to guarantee the well being of everyone, individually. In other words, don’t cause problems for your neighbours.

On the other hand, as we have said, the relationship model developed within the other group aims to create the situation where people live well together, that is, it is based on sharing and on the consolidation of inter-personal relationships. In this latter case there is no specific allocation of tasks and duties, nor are there explicit rules. One of the most usual ways of meeting is over a hand of cards, which is, however, only an excuse for meeting: 

·        It is true that some people don’t even play cards, but they still come and meet others, it’s a way of having a chat.

The differences in these two models of sociality reflect the social origins and position of the members of the two groups. In the first case, the group is made up of employed people who spend much of their day at work, outside the neighbourhood, and only return home in the evening, after work. As explained above, their social references and relations are mainly outside the housing development. They are office or white collar workers who find it hard to come to terms with the idea of living in council housing. Sometimes they implicitly let it be known that they are better educated or have higher social standing, something that emerges from their attitudes and from their life-style (they do not use dialect, they emphasise the fact that they are white-collar workers or are busy studying or involved in cultural activities and they have both a healthier personal lifestyle and respect the environment to a greater extent). They do not wish to be assimilated into, or be identified with, the other group of residents.

The second group is largely made up of pensioners, blue-collar workers and people, often disabled, who receive assistance from Social Services. Their day revolves around life within the confines of the neighbourhood, as many of them are unable to move around unaided (either because they have no means of doing so, no driving license, or for reasons of age or invalidity). Contacts within this group are based on interpersonal relationships and people find many reasons for meeting: whether it be for a game of cards, for dinner, just to chat, or to help those who need moral of personal support for some reason, they’ll find a reason to meet:  

·        We often invite our neighbours to eat with us; sometimes we have even spent Christmas day or Easter together, just like relatives do.

To use the Rabelaisian metaphor again, if one were to ask these people what sort of life they long for they might well wish to live in the Abbey of Théleme: “Their lives [that of the members of the Abbey] were not dictated by laws, statutes or rules but unfolded according to each one’s desires and free choices. They would get up when they decided to or felt like it; they eat, drink, work or sleep whenever they want: no one wakes them; no one forces them to eat or drink or to do even the slightest thing. Gargantua had established this”.

But leaving aside 16th century burlesque literature, we could say that the two lifestyles expressed in the two groups do produce different habitus, that is, different “systems of generating models that are likely to be applied, by simple transference, to very different practical situations”. As Pierre Bourdieu argued, life-styles are the systematic products of diverse habitus that, perceived through their reciprocal relationships, on the basis of habitus models, become the system of signals based on social position. The dialectic between conditions and habitus is the catalyst for the alchemy that transforms the distribution of capital, the result of a power relation, into a system of perceived differences, with discrete features, that is, into the distribution of symbolic capital (Bourdieu P., 1983, pp. 118-139).

Indeed, disparity of lifestyles is not simply a given fact, but often expresses more as it establishes both the identity of the person and their social and individual representation. The fact of belonging to one group and not to another is not an accident and it becomes especially clear in this case where a lot of energy is put into highlighting the “differential distances”. As when making any choice, the object chosen is always the product of an identification operation. Goods (including forms of sociality) should be seen as “distinguishing marks”, as the visible parts of the iceberg of global social processes. Goods are used to identify others by, that is, they serve to classify into categories: marking is the right word in this case. Identification can be done privately, but here we are concerned with public identification. Goods are evaluated on the basis of an agreement between consumers” (Douglas M., Isherwood B., 1984, pp.79-89). This clearly reveals the social nature of consumers’ actions; indeed consumer choices acquire a meaning and a social function that, contemporaneously, both defines differences within the social hierarchy and confirms that the subject belongs within a wider context and is integrated within the dominant values.

Given the differences we found, it is not hard to see why, in Via Pinelli, there is no Residents committee like that in Via Maroncelli: setting up a committee means electing representatives who are able to mediate and find ways of getting residents to agree. The fact that in Via Pinelli there a variety of different points of view, which we have simplified into two main models, makes such unity impossible, or rather, it is not seen a priority by the residents concerned. Lastly, it should be remembered that the Public Authorities do not encourage Residents to set up committees. Institutional inefficiency and the fear that people will set up groups that are really strong enough to demand their rights, only exacerbate this situation of division and ongoing conflict between the groups of tenants, quite apart from the diverse lifestyles and priorities they have. 


Systemic and interpersonal trust

Another aspect which emerged from the discussion in both of the neighbourhoods is that of trust and diffidence. There are two types of trust: “institutional or systemic trust” and “interpersonal trust” (A. Mutti, 1998, p. 38). By “institutional trust” we mean the trust that citizens have in social institutions for as long as these institutions continue to offer concrete responses to their demands, to take decisions and, to put such decisions into practise so as to guarantee a certain degree of existential stability, A lack of institutional or systemic trust reveals the instability of the natural or social order subjects are involved in and, obviously, implies that there is a certain degree of uncertainty about the routine events of daily life. Interpersonal trust corresponds to the expectation that Alter (the other) will not manipulate communication, will give a real, and not biased, representation of their own role and behaviour and of their real identity. Basically, the expectations of